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Ronak Patel Featured Speaker at Practising Law Institute (PLI) Webcast

At a recent PLI webcast on Broker/Dealer Regulation and Enforcement, Ronak Patel participated in a panel discussion addressing state enforcement initiatives, developments, and priorities. The PLI Webcast in New York focused on the many significant developments in the regulation and oversight of broker-dealers, including regulatory changes, regulatory focus on cybersecurity, alternative trading systems, and high-frequency trading,  and federal and state securities laws.  Mr. Patel's discussion covered regulatory initiatives, developments, and priorities and offered insights for avoiding and responding to state regulatory matters.


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