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Financial Consultants/FINRA Litigation PrintEmail

One of the fastest growing areas of litigation is suits involving financial consultants such as brokers, financial planners and wealth advisors. Kelly Hart’s attorneys have regularly represented both financial advisors and investors in claims related to “churning” of accounts, professional liabilities from advice and other claims related to the relationships between advisors and clients.

 
Kelly Hart served as lead counsel in the landmark Texas Supreme Court case defining the scope of aider and abettor liability under the Texas Securities Act