Kelly Hart & Hallman LLP has substantial expertise in conducting investigations, including inquiries into alleged internal wrongdoing, investigations in support of due diligence projects, and fact-gathering for affirmative claims.
Kelly Hart’s attorneys have significant expertise in the area of a internal investigations. Our diverse areas of experience include corporate accounting fraud, insider trading, Foreign Corrupt Practices Act, broker-dealer and investment-adviser fraud, criminal false statements to a federal official, oil-and-gas fraud, offering fraud and Ponzi schemes, market-manipulation, market-timing, stock-option backdating, fraud involving alternative investments such as life settlements, and representation of equity receivers. Our attorneys practice before the SEC, CFTC, FINRA, DOJ, Texas State Securities Board, and other state securities regulators, CFPB, FDIC, FTC, PCAOB and other regulatory and law-enforcement agencies. We routinely respond to administrative and grand-jury subpoenas. We represent public companies, audit committees and special committees, hedge funds and asset managers, accountants and lawyers, and other institutions and individuals in government investigations, internal investigations, securities law enforcement, white-collar defense, and litigation.