Internal Investigations

The attorneys at Kelly Hart have considerable expertise in the field of internal investigations, with a broad range of experience in various areas. This includes, but is not limited to, corporate accounting fraud, insider trading, Foreign Corrupt Practices Act, broker-dealer and investment-adviser fraud, criminal false statements to a federal official, oil-and-gas fraud, offering fraud and Ponzi schemes, market-manipulation, market-timing, stock-option backdating, fraud involving alternative investments such as life settlements, and representation of equity receivers. Our legal practitioners routinely appear before regulatory and law-enforcement agencies such as the SEC, CFTC, FINRA, DOJ, Texas State Securities Board, CFPB, FDIC, FTC, PCAOB, and others. Additionally, we frequently handle administrative and grand-jury subpoenas.

Kelly Hart represents a diverse clientele, which includes public companies, audit committees, and special committees, hedge funds and asset managers, accountants and lawyers, and other institutions and individuals in government investigations, internal investigations, securities law enforcement, white-collar defense, and litigation.